Our Client is a Korean Financial Group. As part of the largest securities company in Korean and the third largest bank by asset value in South Korean. They will establish a wholly owned subsidiary in Hong Kong to expand our business. 

Responsibilities:

• Responsible for monitoring the operation of daily regulated activities.
• Ensure professional and effective standards and guideline for implementation of policies and procedures.
• Review on workflow and strive for excellent performance management
• Advise on development and new set up of securities operation.
• Scale high team morale and maintain excellent working relationship with customers and external regulators.

Requirements:

• Degree holder, preferably financial and business disciplines.
• SFC License Holder RA4 – Regulated activities on securities advising.
• 4 years plus working experience in financial sector.
• Solid experience as responsible officer and work in compliance with the SFC regulations.
• Sound knowledge in risk control and regulated activities.
• Professional presentation and excellence in spoken English and Mandarin.
• Possess sound global economic insight and strong leadership skills.