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Job No. |
H080203 |
Title |
RA4 Licensed Representative |
Salary (HK$) |
$50,000 - $60,000 |
Highlight |
5 days work, Banking |
Requirement |
Our Client is a Korean Financial Group. As part of the largest securities company in Korean and the third largest bank by asset value in South Korean. They will establish a wholly owned subsidiary in Hong Kong to expand our business.
Responsibilities: Responsible for monitoring the operation of daily regulated activities. Ensure professional and effective standards and guideline for implementation of policies and procedures. Review on workflow and strive for excellent performance management Advise on development and new set up of securities operation. Scale high team morale and maintain excellent working relationship with customers and external regulators.
Requirements: Degree holder, preferably financial and business disciplines. SFC License Holder RA4 – Regulated activities on securities advising. 4 years plus working experience in financial sector. Solid experience as responsible officer and work in compliance with the SFC regulations. Sound knowledge in risk control and regulated activities. Professional presentation and excellence in spoken English and Mandarin. Possess sound global economic insight and strong leadership skills.
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